The FINRA Investment Company/Variable Contracts
Representative limited registration allows a registered
representative to sell mutual funds, variable life and annuity
products, Unit Investment Trusts shares (UITs), Municipal
fund securities (529 College Savings Plans, local government
investment pools (LGIPs), and Coverdell Education Savings
The two-day comprehensive OnDemand 24/7 pre-license
course covers securities, markets, investment companies,
taxation, customer accounts, variable insurance, retirement
plans and industry regulations in plain English.
The two-day course can be started immediately. For first-try
pass, plan on eight to twelve hours of post-class review. You
should plan to pass the FINRA exam within the week
following your course. Many candidates do the course
Monday - Tuesday, review Wednesday-Thursday and pass
the FINRA exam Friday, Saturday or the following Monday.
Investment Adviser Representative (IAR) registration is
required for financial planners and other fee-based financial
consultants. The OnDemand 24/7 pre-license course covers
the Uniform Securities Act, federal laws and SEC rules,
economics, financial statements and portfolio construction.
Series 66 combines Series 63 and 65 in a single exam, and
is only available to those who are concurrently registered for
Series 7. Series 7 is a co-requisite for Series 66.
This three-day OnDemand course for Series 65 or Series 66
can be started immediately. To pass the Investment Adviser
exam, three solid days of diligent pre-reading of the text and
one solid week of review is recommended. You should plan
to pass your exam within 10 days following the course.
Series 63 qualification is required by most states as a
component of registration as a securities agent (Series 6,
Series 7, etc.) or adviser (Series 65/66). The OnDemand 24/7
pre-license course covers the Uniform Securities Act in plain
The one day course does not require pre-study or pre-reading
of the text. Four to eight hours of review with practice exam
questions is required. You should plan to pass your exam
the day after your course.
Series 26 is for management and supervisory personnel who
supervise only Series 6 Representatives.
The two-day pre-license class can be started immediately.
Series 26 candidates must commit to two solid days of
diligent pre-reading of the text and one week of review. You
should plan to pass your exam within ten days following the
|FINRA General Securities Representative registration allows
a registered representative to sell all investment products.
The OnDemand 24/7 pre-license course covers corporate
equity and debt securities, real estate investment trusts,
options, municipal securities, government securities,
open-end and closed-end investment companies, variable
contracts, real estate securities, limited partnerships and
direct participation programs.
The five-day OnDemand 24/7 pre-license course can be
started immediately. To pass the FINRA exam, Series 7
candidates must commit to 10-12 solid days of diligent
pre-reading of the text and one week of review. You should
plan to pass your exam within ten days following the course.
|The Fastest Start in Financial Services
|FINRA Series 24 is for officers, supervisors and managers of
Series 7 General Securities Representatives. Generally,
personnel involved in the day-to-day management or
operation of a FINRA member firm’s investment banking or
securities business would require this certification.
The three-day class occurs can be started immediately.
Series 24 candidates must commit to four to five solid days of
diligent pre-reading and one week of review. You should plan
to pass your exam within ten days following the course.